Mark Wellings - May 1, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Director
Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Mark Wellings
Stock symbol
LICY
Transactions as of
May 1, 2024
Transactions value $
-$10,355
Form type
4
Date filed
5/3/2024, 05:07 PM
Previous filing
Dec 29, 2023
Next filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Sale -$10.4K -15.6K -8.45% $0.66 169K May 1, 2024 Direct F1, F2
holding LICY Common Shares 230K May 1, 2024 By ZCR Corp. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
F2 Includes 126,582 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F3 Consists of common shares held by ZCR Corp. Mr. Wellings is the sole owner of ZCR Corp. and has voting or investment control over the common shares held by ZCR Corp.