Lyle Berman - Apr 15, 2024 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
Director, 10%+ Owner
Signature
/s/ Lyle Berman
Stock symbol
SOWG
Transactions as of
Apr 15, 2024
Transactions value $
$1,518,750
Form type
4
Date filed
4/17/2024, 05:51 PM
Previous filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG Common Stock Options Exercise $166K +75K +13.68% $2.21* 623K Apr 15, 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $541K +230K +36.89% $2.35* 853K Apr 15, 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $163K +62.5K +7.32% $2.60* 916K Apr 15, 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $163K +62.5K +6.82% $2.60* 978K Apr 15, 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $163K +62.5K +6.39% $2.60* 1.04M Apr 15, 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $163K +62.5K +6% $2.60* 1.1M Apr 15, 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $163K +62.5K +5.66% $2.60* 1.17M Apr 15, 2024 By Trust F1
holding SOWG Common Stock 22.3K Apr 15, 2024 Direct
holding SOWG Common Stock 6.75K Apr 15, 2024 By Corp. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -75K -100% $0.00* 0 Apr 15, 2024 Common Stock 75K $2.21 By Trust F3, F4
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -230K -100% $0.00* 0 Apr 15, 2024 Common Stock 230K $2.35 By Trust F4, F5
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62.5K -100% $0.00* 0 Apr 15, 2024 Common Stock 62.5K $2.60 By Trust F4, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62.5K -100% $0.00* 0 Apr 15, 2024 Common Stock 62.5K $2.60 By Trust F4, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62.5K -100% $0.00* 0 Apr 15, 2024 Common Stock 62.5K $2.60 By Trust F4, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62.5K -100% $0.00* 0 Apr 15, 2024 Common Stock 62.5K $2.60 By Trust F4, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62.5K -100% $0.00* 0 Apr 15, 2024 Common Stock 62.5K $2.60 By Trust F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest.
F2 The shares are held in the name of Berman Consulting Corporation, for which Mr. Berman holds a pecuniary interest.
F3 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
F4 Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee.
F5 Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
F6 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.