Ira Goldfarb - 15 Apr 2024 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Ira Goldfarb
Issuer symbol
SOWG
Transactions as of
15 Apr 2024
Net transactions value
+$3,071,000
Form type
4
Filing time
17 Apr 2024, 17:45:08 UTC
Previous filing
07 Apr 2025
Next filing
19 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG Common Stock Options Exercise $58,750 +25,000 +8.1% $2.35* 334,357 15 Apr 2024 Direct F1
transaction SOWG Common Stock Options Exercise $497,250 +225,000 +67% $2.21* 559,357 15 Apr 2024 Direct F1
transaction SOWG Common Stock Options Exercise $1,175,000 +500,000 +867% $2.35* 557,646 15 Apr 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $325,000 +125,000 +22% $2.60* 682,646 15 Apr 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $325,000 +125,000 +18% $2.60* 807,646 15 Apr 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $162,500 +62,500 +7.7% $2.60* 870,146 15 Apr 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $468,750 +187,500 +22% $2.50* 1,057,646 15 Apr 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $58,750 +25,000 $2.35* 25,000 15 Apr 2024 By IG Union Bower, LLC F3
holding SOWG Common Stock 1,620,973 15 Apr 2024 By S-FDF, LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -225,000 -100% $0.000000* 0 15 Apr 2024 Common Stock 225,000 $2.21 Direct F5, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 15 Apr 2024 Common Stock 25,000 $2.35 Direct F6, F7
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -500,000 -100% $0.000000* 0 15 Apr 2024 Common Stock 500,000 $2.35 By Trust F7, F8
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 15 Apr 2024 Common Stock 25,000 $2.35 By IG Union Bower, LLC F7, F9
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -125,000 -100% $0.000000* 0 15 Apr 2024 Common Stock 125,000 $2.60 By Trust F8, F10
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -125,000 -100% $0.000000* 0 15 Apr 2024 Common Stock 125,000 $2.60 By Trust F8, F10
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62,500 -100% $0.000000* 0 15 Apr 2024 Common Stock 62,500 $2.60 By Trust F8, F10
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -187,500 -100% $0.000000* 0 15 Apr 2024 Common Stock 187,500 $2.50 By Trust F8, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb.
F2 Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.
F3 Shares held by IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member.
F4 Shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.
F5 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
F6 Warrants purchased as joint tenants with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
F7 Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
F8 Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest.
F9 Warrants purchased by the IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member.
F10 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.