Michael Tiedemann - Mar 11, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role: Chief Executive Officer, Director
Signature: /s/Colleen Graham, attorney in fact
Stock symbol: ALTI
Transactions as of: Mar 11, 2024
Transactions value $: $0
Form type: 4
Date filed: 4/4/2024, 08:04 PM
Previous filing: Feb 21, 2024
Next filing: May 20, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALTI	Class A Common Stock	Options Exercise	$0	+150K	+94.25%	$0.00	309K	Mar 11, 2024	Direct	F1
holding	ALTI	Class A Common Stock						63.3K	Mar 11, 2024	See Footnotes	F3
holding	ALTI	Class A Common Stock						17K	Mar 11, 2024	See Footnotes	F3
holding	ALTI	Class A Common Stock						42.9K	Mar 11, 2024	See Footnotes	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ALTI	Class B Common Stock	Options Exercise	$0	-150K	-2.96%	$0.00	4.92M	Mar 11, 2024	Class A Common Stock	150K		Direct	F1
holding	ALTI	Class B Common Stock						2.5M	Mar 11, 2024	Class A Common Stock	2.5M		See Footnote	F1, F2
holding	ALTI	Class B Common Stock						670K	Mar 11, 2024	Class A Common Stock	670K		See Footnote	F1, F2
holding	ALTI	Class B Common Stock						1.69M	Mar 11, 2024	Class A Common Stock	1.69M		See Footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.
F2	Such securities are held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, except to the extent of any pecuniary interest he may have therein.
F3	The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (ii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.