Michael Tiedemann - 15 Feb 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Chief Executive Officer, Director
Signature
/s/Colleen Graham, attorney in fact
Issuer symbol
ALTI
Transactions as of
15 Feb 2024
Net transactions value
-$71,754
Form type
4
Filing time
21 Feb 2024, 20:20:42 UTC
Previous filing
09 Jun 2023
Next filing
04 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise $0 +25,546 +17% $0.000000 171,845 15 Feb 2024 Direct F1
transaction ALTI Class A Common Stock Tax liability $71,754 -12,700 -7.4% $5.65 159,146 15 Feb 2024 Direct F2
holding ALTI Class A Common Stock 63,326 15 Feb 2024 See Footnotes F4
holding ALTI Class A Common Stock 16,979 15 Feb 2024 See Footnotes F4
holding ALTI Class A Common Stock 42,918 15 Feb 2024 See Footnotes F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -25,546 -33% $0.000000 51,093 15 Feb 2024 Class A Common Stock 25,546 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
F2 Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units.
F3 The restricted stock units vest in three equal annual installments beginning February 15, 2024.
F4 The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (ii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.