Christopher Callesano - Mar 28, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role: Principal Accounting Officer
Signature: /s/ Osamu Watanabe as attorney-in-fact for Christopher Callesano
Stock symbol: MC
Transactions as of: Mar 28, 2024
Transactions value $: $0
Form type: 4
Date filed: 4/2/2024, 08:33 PM
Previous filing: Feb 23, 2024
Next filing: Jun 24, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MC	2019 Incentive RSUs	Award	$0	+7.49	+1.06%	$0.00	716	Mar 28, 2024	Class A Common Stock	7.49	$0.00	Direct	F1, F2
transaction	MC	2020 Incentive RSUs	Award	$0	+8.68	+1.06%	$0.00	830	Mar 28, 2024	Class A Common Stock	8.68	$0.00	Direct	F1, F3
transaction	MC	2021 Incentive RSUs	Award	$0	+11.3	+1.06%	$0.00	1.08K	Mar 28, 2024	Class A Common Stock	11.3	$0.00	Direct	F1, F4
transaction	MC	2022 Incentive RSUs	Award	$0	+23.7	+1.06%	$0.00	2.26K	Mar 28, 2024	Class A Common Stock	23.7	$0.00	Direct	F1, F5
transaction	MC	2023 Incentive RSUs	Award	$0	+20.3	+1.06%	$0.00	1.94K	Mar 28, 2024	Class A Common Stock	20.3	$0.00	Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2	Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3	Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4	Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5	Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6	Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.