Christopher Callesano - 21 Feb 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Principal Accounting Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Christopher Callesano
Issuer symbol
MC
Transactions as of
21 Feb 2024
Net transactions value
-$60,298
Form type
4
Filing time
23 Feb 2024, 19:59:26 UTC
Previous filing
20 Feb 2024
Next filing
02 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +2,031 2,031 21 Feb 2024 Direct F1
transaction MC Class A Common Stock Tax liability $124 -2 -0.12% $52.60 2,029 21 Feb 2024 Direct
transaction MC Class A Common Stock Sale $60,174 -1,144 -56% $52.60 885 21 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -709 -50% $0.000000 709 21 Feb 2024 Class A Common Stock 709 Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -411 -33% $0.000000 821 21 Feb 2024 Class A Common Stock 411 Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -354 -25% $0.000000 1,065 21 Feb 2024 Class A Common Stock 354 Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -558 -20% $0.000000 2,237 21 Feb 2024 Class A Common Stock 558 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Callesano in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 21, 2024.