Conor Spollen - Mar 26, 2024 Form 3 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Chief Operating Officer
Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Conor Spollen
Stock symbol
LICY
Transactions as of
Mar 26, 2024
Transactions value $
$0
Form type
3
Date filed
3/28/2024, 04:05 PM
Next filing
May 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LICY Common Stock 182K Mar 26, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LICY Employee Stock Option (right to buy) Mar 26, 2024 Common Shares 99.4K $7.74 Direct F2
holding LICY Employee Stock Option (right to buy) Mar 26, 2024 Common Shares 38.2K $5.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 150,580 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F2 The stock option became exercisable as to 33,128 common shares on March 8, 2023 and 33,127 common shares on March 8, 2024. The stock option becomes exercisable as to the remaining 33,128 common shares on March 8, 2025.
F3 The stock option became exercisable as to 12,735 common shares on January 27, 2024. The stock option becomes exercisable as to 12,735 common shares on January 27, 2025 and 12,735 common shares on January 27, 2026.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney