Carl DeLuca - Feb 1, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
General Counsel and Corporate Secretary
Signature
/s/ Carl DeLuca
Stock symbol
LICY
Transactions as of
Feb 1, 2024
Transactions value $
-$1,392
Form type
4
Date filed
2/2/2024, 08:00 PM
Previous filing
Feb 1, 2024
Next filing
May 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Sale -$1.39K -3.37K -3.95% $0.41 81.9K Feb 1, 2024 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449.
F3 Includes 52,339 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.

Remarks:

General Counsel and Corporate Secretary