Timothy Johnston - Feb 1, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role: Executive Chairman & Director, Director
Signature: /s/ Timothy Johnston
Stock symbol: LICY
Transactions as of: Feb 1, 2024
Transactions value $: -$4,510
Form type: 4
Date filed: 2/2/2024, 08:00 PM
Previous filing: Feb 1, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LICY	Common Shares	Sale	-$4.51K	-10.9K	-1.93%	$0.41	555K	Feb 1, 2024	Direct	F1, F2, F3
holding	LICY	Common Shares						11M	Feb 1, 2024	By Keperra Holdings Limited	F4

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the reporting person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
F2	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449.
F3	Includes (i) 36,032 restricted stock units ("RSUs") that vest on August 10, 2024, (ii) 48,744 RSUs that vest on January 27, 2025, (iii) 19,239 RSUs that vest on January 31, 2025, and (iv) 48,743 RSUs that vest on January 27, 2026.
F4	The reporting person is the sole shareholder of Keperra Holdings Limited.