Timothy Johnston - Feb 1, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Executive Chairman & Director, Director
Signature
/s/ Timothy Johnston
Stock symbol
LICY
Transactions as of
Feb 1, 2024
Transactions value $
-$4,510
Form type
4
Date filed
2/2/2024, 08:00 PM
Previous filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Sale -$4.51K -10.9K -1.93% $0.41 555K Feb 1, 2024 Direct F1, F2, F3
holding LICY Common Shares 11M Feb 1, 2024 By Keperra Holdings Limited F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the reporting person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449.
F3 Includes (i) 36,032 restricted stock units ("RSUs") that vest on August 10, 2024, (ii) 48,744 RSUs that vest on January 27, 2025, (iii) 19,239 RSUs that vest on January 31, 2025, and (iv) 48,743 RSUs that vest on January 27, 2026.
F4 The reporting person is the sole shareholder of Keperra Holdings Limited.