Guillermo Brooks - 15 Jan 2024 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
EVP, Sales - Americas
Signature
/s/ Shawn M. Soderberg, as attorney-in-fact
Issuer symbol
BE
Transactions as of
15 Jan 2024
Net transactions value
-$39,703
Form type
4
Filing time
17 Jan 2024, 17:00:12 UTC
Previous filing
17 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Options Exercise $0 +6,250 +4.4% $0.000000 149,651 15 Jan 2024 Direct
transaction BE Class A Common Stock Options Exercise $0 +4,236 +2.8% $0.000000 153,887 15 Jan 2024 Direct
transaction BE Class A Common Stock Sale $39,703 -3,249 -2.1% $12.22 150,638 16 Jan 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Restricted Stock Units Options Exercise $0 -6,250 -14% $0.000000 37,500 15 Jan 2024 Class A Common Stock 6,250 Direct F3, F4
transaction BE Restricted Stock Units Options Exercise $0 -4,236 -20% $0.000000 16,942 15 Jan 2024 Class A Common Stock 4,236 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Guillermo Brooks is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
F2 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.21 to $12.26. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4 The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
F5 The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.