Sierra Juan Carlos Fuentes - 04 Jan 2024 Form 4 Insider Report for FreightCar America, Inc. (RAIL)

Role
Corporate Controller & CAO
Signature
/s/ Celia Perez, as attorney in fact
Issuer symbol
RAIL
Transactions as of
04 Jan 2024
Transactions value $
$0
Form type
4
Filing time
08 Jan 2024, 17:37:32 UTC
Previous filing
10 Jan 2023
Next filing
13 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAIL Common Stock Award $0 +19.1K +75.63% $0.00 44.3K 04 Jan 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RAIL Employee Stock Option Award $0 +11.5K $0.00 11.5K 04 Jan 2024 Common Stock 11.5K $2.73 Direct F3, F4, F5
holding RAIL Employee Stock Option 9.35K 04 Jan 2024 Common Stock 9.35K $3.22 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).
F2 The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
F3 Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.
F4 The options vest in three equal annual installments beginning on January 4, 2025.
F5 The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.
F6 On January 6, 2023, the recipient was granted 9,346 options. 3,177 options are fully vested and currently exercisable, 3,084 options will vest on January 6, 2025 and 3,085 options will vest on January 6, 2026.