Rajiv Shukla - Jan 2, 2024 Form 4 Insider Report for Carmell Corp (CTCX)

Role: Chairman and CEO, Director, 10%+ Owner
Signature: /s/ Rajiv Shukla
Stock symbol: CTCX
Transactions as of: Jan 2, 2024
Transactions value $: $0
Form type: 4
Date filed: 1/4/2024, 09:17 PM
Previous filing: Dec 4, 2023
Next filing: May 22, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CTCX	Common Stock	Award	$0	+14.3K	+41.98%	$0.00	48.5K	Jan 2, 2023	Direct	F1
transaction	CTCX	Common Stock	Other	$0	0	0%	$0.00^*	4.25M	Jul 26, 2021	By AHAC Sponsor III LLC	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The indicated shares were issued to the Reporting Person pursuant to the Executive Employment Agreement between the Issuer and the Reporting Person dated December 29, 2023. Such agreement was included in the Issuer's Form 8-K filed on January 5, 2024.
F2	AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.

Content

The indicated shares were issued to the Reporting Person pursuant to the Executive Employment Agreement between the Issuer and the Reporting Person dated December 29, 2023. Such agreement was included in the Issuer's Form 8-K filed on January 5, 2024.

AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.