Rajiv Shukla - Jan 2, 2024 Form 4 Insider Report for Carmell Corp (CTCX)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Rajiv Shukla
Stock symbol
CTCX
Transactions as of
Jan 2, 2024
Transactions value $
$0
Form type
4
Date filed
1/4/2024, 09:17 PM
Previous filing
Dec 4, 2023
Next filing
May 22, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTCX Common Stock Award $0 +14.3K +41.98% $0.00 48.5K Jan 2, 2023 Direct F1
transaction CTCX Common Stock Other $0 0 0% $0.00* 4.25M Jul 26, 2021 By AHAC Sponsor III LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The indicated shares were issued to the Reporting Person pursuant to the Executive Employment Agreement between the Issuer and the Reporting Person dated December 29, 2023. Such agreement was included in the Issuer's Form 8-K filed on January 5, 2024.
F2 AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.