Rajiv Shukla - Nov 28, 2023 Form 4 Insider Report for Carmell Corp (CTCX)

Signature
/s/ Rajiv Shukla
Stock symbol
CTCX
Transactions as of
Nov 28, 2023
Transactions value $
$38,053
Form type
4
Date filed
12/4/2023, 09:55 PM
Previous filing
Nov 28, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTCX Common Stock Purchase $7.3K +2.5K +12.16% $2.92 23.1K Nov 28, 2023 Direct F1
transaction CTCX Common Stock Purchase $14.6K +5.01K +21.74% $2.91 28.1K Nov 29, 2023 Direct F2
transaction CTCX Common Stock Purchase $14.9K +5.6K +19.95% $2.66 33.7K Nov 30, 2023 Direct F3
transaction CTCX Common Stock Purchase $1.26K +502 +1.49% $2.50 34.2K Dec 1, 2023 Direct
transaction CTCX Common Stock Other $0 0 0% $0.00* 4.25M Jul 26, 2021 By AHAC Sponsor III LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.86 to $2.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
F2 The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.83 to $2.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2
F3 The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.51 to $2.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3.
F4 AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.