Kunal Sinha - Dec 29, 2023 Form 3 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Director
Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Kunal Sinha
Stock symbol
LICY
Transactions as of
Dec 29, 2023
Transactions value $
$0
Form type
3
Date filed
12/29/2023, 04:53 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LICY Common Shares 59.4K Dec 29, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 41,313 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. The reporting person is the Head of Recycling at Glencore plc (collectively with its subsidiaries, "Glencore") and holds the securities for the benefit of Glencore, and may, after vesting, if applicable, transfer the securities directly to Glencore.
F2 The filing of this statement shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. The reporting person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney This Form 3 is being filed because, beginning January 1, 2024, the Issuer will no longer be eligible to use the forms and rules designated by the Securities and Exchange Commission for foreign private issuers (as defined in Rule 3b-4 of the Securities Exchange Act of 1934, as amended).