Richard Storrie - Dec 29, 2023 Form 3 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Regional President, EMEA
Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Richard Storrie
Stock symbol
LICY
Transactions as of
Dec 29, 2023
Transactions value $
$0
Form type
3
Date filed
12/29/2023, 04:48 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding LICY Common Shares 122K Dec 29, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LICY Employee Stock Option (right to buy) Dec 29, 2023 Common Shares 177K $7.58 Direct F2
holding LICY Employee Stock Option (right to buy) Dec 29, 2023 Common Shares 4.54K $7.11 Direct F3
holding LICY Employee Stock Option (right to buy) Dec 29, 2023 Common Shares 50.6K $5.77 Direct F4

Explanation of Responses:

Id Content
F1 Includes 104,991 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F2 The stock option became exercisable as to 58,952 common shares on January 31, 2023. The stock option becomes exercisable as to 58,953 common shares on January 31, 2024 and 58,952 common shares on January 31, 2025.
F3 The stock option became exercisable as to 1,514 common shares on September 13, 2023. The stock option becomes exercisable as to 1,514 common shares on September 13, 2024 and 1,514 common shares on September 13, 2025.
F4 The stock option becomes exercisable as to 16,880 common shares on January 27, 2024, 16,879 common shares on January 27, 2025 and 16,880 common shares on January 27, 2026.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney This Form 3 is being filed because, beginning January 1, 2024, the Issuer will no longer be eligible to use the forms and rules designated by the Securities and Exchange Commission for foreign private issuers (as defined in Rule 3b-4 of the Securities Exchange Act of 1934, as amended).