Key facts
- This page summarizes Dawei Li's Form 3 filing for Li-Cycle Holdings Corp. (LICYF).
- 0 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 29 Dec 2023, 16:45.
Dawei Li - 29 Dec 2023 Form 3 Insider Report for Li-Cycle Holdings Corp. (LICYF)
- Reporting relationship
- Regional President, APAC
- Issuer ticker
- LICYF
- Reported as of
- 29 Dec 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 29 Dec 2023, 16:45:37 UTC
- Next SEC filing
- 10 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Carl DeLuca, attorney-in-fact on behalf of Dawei Li
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Dawei Li filed Form 3 for Li-Cycle Holdings Corp. (LICYF) on 29 Dec 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LICY
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 72,918
- Date
- 29 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LICY
holding
Derivative
Employee Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 18,712
- Exercise price
- $10.93
- Footnotes
- F2
LICY
holding
Derivative
Employee Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 31,725
- Exercise price
- $13.20
- Footnotes
- F3
LICY
holding
Derivative
Employee Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 18,947
- Exercise price
- $7.58
- Footnotes
- F4
LICY
holding
Derivative
Employee Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 31,488
- Exercise price
- $5.77
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Includes 43,861 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
Footnote F2
The stock option became exercisable as to 6,237 common shares on August 10, 2022 and 6,238 common shares on August 10, 2023. The stock option becomes exercisable as to the remaining 6,237 common shares on August 10, 2024.
Footnote F3
The stock option became exercisable as to 10,575 common shares on November 22, 2022 and 10,575 common shares on November 22, 2023. The stock option becomes exercisable as to the remaining 10,575 common shares on November 22, 2024.
Footnote F4
The stock option became exercisable as to 6,316 common shares on January 31, 2023. The stock option becomes exercisable as to 6,315 common shares on January 31, 2024 and 6,316 common shares on January 31, 2025.
Footnote F5
The stock option becomes exercisable as to 10,496 common shares on January 27, 2024, 10,496 common shares on January 27, 2025 and 10,496 common shares on January 27, 2026.
SEC remarks
Exhibit List - Exhibit 24.1 - Power of Attorney This Form 3 is being filed because, beginning January 1, 2024, the Issuer will no longer be eligible to use the forms and rules designated by the Securities and Exchange Commission for foreign private issuers (as defined in Rule 3b-4 of the Securities Exchange Act of 1934, as amended).