Christine Barwell - 29 Dec 2023 Form 3 Insider Report for Li-Cycle Holdings Corp. (LICYF)

Role: Chief Human Resources Officer
Signature: /s/ Carl DeLuca, attorney-in-fact on behalf of Christine Barwell
Issuer symbol: LICYF
Transactions as of: 29 Dec 2023
Net transactions value: $0
Form type: 3
Filing time: 29 Dec 2023, 16:45:12 UTC
Next filing: 01 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	LICY	Common Shares						64,991	29 Dec 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	LICY	Employee Stock Option (right to buy)							29 Dec 2023	Common Shares	28,489	$5.77	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Comprised of 64,991 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F2	The stock option becomes exercisable as to 9,496 common shares on January 27, 2024, 9,497 common shares on January 27, 2025 and 9,496 common shares on January 27, 2026.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney This Form 3 is being filed because, beginning January 1, 2024, the Issuer will no longer be eligible to use the forms and rules designated by the Securities and Exchange Commission for foreign private issuers (as defined in Rule 3b-4 of the Securities Exchange Act of 1934, as amended).