Scott C. Sherman - 15 Nov 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
SVP & CHRO
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2023
Net transactions value
-$47,909
Form type
4
Filing time
17 Nov 2023, 18:40:08 UTC
Previous filing
03 Nov 2023
Next filing
26 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +5,446 +19% $0.000000 34,137 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +2,141 +6.3% $0.000000 36,278 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +1,247 +3.4% $0.000000 37,525 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +4,789 +13% $0.000000 42,314 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +7,959 +19% $0.000000 50,273 15 Nov 2023 Direct
transaction SBH Common Stock Tax liability $47,909 -5,259 -10% $9.11 45,014 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -5,446 -100% $0.000000* 0 15 Nov 2023 Common Stock 5,446 Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 -2,141 -100% $0.000000* 0 15 Nov 2023 Common Stock 2,141 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -1,247 -100% $0.000000* 0 15 Nov 2023 Common Stock 1,247 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -4,789 -50% $0.000000 4,789 15 Nov 2023 Common Stock 4,789 Direct F1, F4
transaction SBH Restricted stock units Options Exercise $0 -7,959 -33% $0.000000 15,919 15 Nov 2023 Common Stock 7,959 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2021.
F3 Reflects earned performance stock units that vested on November 15, 2023.
F4 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.