Denise Paulonis - Nov 15, 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President & CEO, Director
Signature
/s/ Cade Newman, Attorney-in-Fact
Stock symbol
SBH
Transactions as of
Nov 15, 2023
Transactions value $
-$366,386
Form type
4
Date filed
11/17/2023, 06:09 PM
Previous filing
Nov 3, 2023
Next filing
Dec 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +40.7K +40.47% $0.00 141K Nov 15, 2023 Direct
transaction SBH Common Stock Options Exercise $0 +65.8K +46.54% $0.00 207K Nov 15, 2023 Direct
transaction SBH Common Stock Tax liability -$366K -40.2K -19.42% $9.11 167K Nov 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 +40.7K $0.00 40.7K Nov 15, 2023 Common Stock 40.7K Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 +65.8K +100% $0.00 132K Nov 15, 2023 Common Stock 65.7K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F3 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.