Denise Paulonis - 15 Nov 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President & CEO, Director
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2023
Net transactions value
-$366,386
Form type
4
Filing time
17 Nov 2023, 18:09:54 UTC
Previous filing
03 Nov 2023
Next filing
13 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +40,709 +40% $0.000000 141,292 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +65,752 +47% $0.000000 207,044 15 Nov 2023 Direct
transaction SBH Common Stock Tax liability $366,386 -40,218 -19% $9.11 166,826 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 +40,709 $0.000000 40,709 15 Nov 2023 Common Stock 40,709 Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 +65,752 +100% $0.000000 131,507 15 Nov 2023 Common Stock 65,672 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F3 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.