John Howard Goss Jr. - 15 Nov 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
SVP & President Sally Beauty
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2023
Net transactions value
-$49,968
Form type
4
Filing time
17 Nov 2023, 17:59:18 UTC
Previous filing
03 Nov 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +3,146 +11% $0.000000 30,848 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +2,046 +6.6% $0.000000 32,894 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +1,192 +3.6% $0.000000 34,086 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +5,747 +17% $0.000000 39,833 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +10,381 +26% $0.000000 50,214 15 Nov 2023 Direct
transaction SBH Common Stock Tax liability $49,968 -5,485 -11% $9.11 44,729 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -3,146 -100% $0.000000* 0 15 Nov 2023 Common Stock 3,146 Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 -2,046 -100% $0.000000* 0 15 Nov 2023 Common Stock 2,046 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -1,192 -100% $0.000000* 0 15 Nov 2023 Common Stock 1,192 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -5,747 -50% $0.000000 5,747 15 Nov 2023 Common Stock 5,747 Direct F1, F4
transaction SBH Restricted stock units Options Exercise $0 -10,381 -33% $0.000000 20,765 15 Nov 2023 Common Stock 10,381 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2021.
F3 Reflects earned performance stock units that vested on November 15, 2023.
F4 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.