John Howard Goss JR - 15 Nov 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
SVP & President Sally Beauty
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2023
Transactions value $
-$49,968
Form type
4
Filing time
17 Nov 2023, 17:59:18 UTC
Previous filing
03 Nov 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +3.15K +11.36% $0.00 30.8K 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +2.05K +6.63% $0.00 32.9K 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +1.19K +3.62% $0.00 34.1K 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +5.75K +16.86% $0.00 39.8K 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +10.4K +26.06% $0.00 50.2K 15 Nov 2023 Direct
transaction SBH Common Stock Tax liability -$50K -5.49K -10.92% $9.11 44.7K 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -3.15K -100% $0.00* 0 15 Nov 2023 Common Stock 3.15K Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 -2.05K -100% $0.00* 0 15 Nov 2023 Common Stock 2.05K Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -1.19K -100% $0.00* 0 15 Nov 2023 Common Stock 1.19K Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -5.75K -50% $0.00 5.75K 15 Nov 2023 Common Stock 5.75K Direct F1, F4
transaction SBH Restricted stock units Options Exercise $0 -10.4K -33.33% $0.00 20.8K 15 Nov 2023 Common Stock 10.4K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2021.
F3 Reflects earned performance stock units that vested on November 15, 2023.
F4 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.