Mark Gregory Spinks - Nov 15, 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President - Beauty Systems Group
Signature
/s/ Cade Newman, Attorney-in-Fact
Stock symbol
SBH
Transactions as of
Nov 15, 2023
Transactions value $
-$61,930
Form type
4
Date filed
11/17/2023, 05:54 PM
Previous filing
Nov 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +7.26K +18.95% $0.00 45.6K Nov 15, 2023 Direct
transaction SBH Common Stock Options Exercise $0 +2.86K +6.26% $0.00 48.4K Nov 15, 2023 Direct
transaction SBH Common Stock Options Exercise $0 +1.66K +3.43% $0.00 50.1K Nov 15, 2023 Direct
transaction SBH Common Stock Options Exercise $0 +5.75K +11.47% $0.00 55.8K Nov 15, 2023 Direct
transaction SBH Common Stock Options Exercise $0 +10.4K +18.59% $0.00 66.2K Nov 15, 2023 Direct
transaction SBH Common Stock Tax liability -$61.9K -6.8K -10.27% $9.11 59.4K Nov 15, 2023 Direct
holding SBH Common Stock 2.28K Nov 15, 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -7.26K -100% $0.00* 0 Nov 15, 2023 Common Stock 7.26K Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 -2.86K -100% $0.00* 0 Nov 15, 2023 Common Stock 2.86K Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -1.66K -100% $0.00* 0 Nov 15, 2023 Common Stock 1.66K Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -5.75K -50% $0.00 5.75K Nov 15, 2023 Common Stock 5.75K Direct F1, F4
transaction SBH Restricted stock units Options Exercise $0 -10.4K -33.33% $0.00 20.8K Nov 15, 2023 Common Stock 10.4K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2021.
F3 Reflects earned performance stock units that vested on November 15, 2023.
F4 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.

Remarks:

President - Beauty Systems Group