Mark Gregory Spinks - 15 Nov 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President - Beauty Systems Group
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2023
Net transactions value
-$61,930
Form type
4
Filing time
17 Nov 2023, 17:54:09 UTC
Previous filing
03 Nov 2023
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +7,261 +19% $0.000000 45,574 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +2,855 +6.3% $0.000000 48,429 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +1,663 +3.4% $0.000000 50,092 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +5,747 +11% $0.000000 55,839 15 Nov 2023 Direct
transaction SBH Common Stock Options Exercise $0 +10,381 +19% $0.000000 66,220 15 Nov 2023 Direct
transaction SBH Common Stock Tax liability $61,930 -6,798 -10% $9.11 59,422 15 Nov 2023 Direct
holding SBH Common Stock 2,283 15 Nov 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -7,261 -100% $0.000000* 0 15 Nov 2023 Common Stock 7,261 Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 -2,855 -100% $0.000000* 0 15 Nov 2023 Common Stock 2,855 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -1,663 -100% $0.000000* 0 15 Nov 2023 Common Stock 1,663 Direct F1, F3
transaction SBH Restricted stock units Options Exercise $0 -5,747 -50% $0.000000 5,747 15 Nov 2023 Common Stock 5,747 Direct F1, F4
transaction SBH Restricted stock units Options Exercise $0 -10,381 -33% $0.000000 20,765 15 Nov 2023 Common Stock 10,381 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2021.
F3 Reflects earned performance stock units that vested on November 15, 2023.
F4 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on November 15, 2023.

Remarks:

President - Beauty Systems Group