Eric J. Johnson - 14 Nov 2023 Form 4 Insider Report for Donnelley Financial Solutions, Inc. (DFIN)

Role
President, GIC
Signature
William Zola, pursuant to power of attorney
Issuer symbol
DFIN
Transactions as of
14 Nov 2023
Net transactions value
-$597,537
Form type
4
Filing time
16 Nov 2023, 18:19:15 UTC
Previous filing
07 Sep 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFIN Common Stock Options Exercise $84,930 +3,800 +2.7% $22.35 142,613 14 Nov 2023 Direct
transaction DFIN Common Stock Options Exercise $68,182 +3,863 +2.7% $17.65 146,476 14 Nov 2023 Direct
transaction DFIN Common Stock Sale $434,246 -7,663 -5.2% $56.67 138,813 14 Nov 2023 Direct F1
transaction DFIN Common Stock Options Exercise $21,392 +1,212 +0.87% $17.65 140,025 15 Nov 2023 Direct
transaction DFIN Common Stock Options Exercise $91,268 +6,450 +4.6% $14.15 146,475 15 Nov 2023 Direct
transaction DFIN Common Stock Sale $429,062 -7,662 -5.2% $56.00 138,813 15 Nov 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -3,800 -100% $0.000000* 0 14 Nov 2023 Common Stock 3,800 $22.35 Direct F4
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -3,863 -76% $0.000000 1,212 14 Nov 2023 Common Stock 3,836 $17.65 Direct F5
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -1,212 -100% $0.000000* 0 15 Nov 2023 Common Stock 1,212 $17.65 Direct F5
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -6,450 -100% $0.000000* 0 15 Nov 2023 Common Stock 6,450 $14.15 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $56.54 to $56.87 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $55.73 to $56.16 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3 Includes 90,889 shares held directly, 21,676 restricted stock unit, and 26,248 earned performance share units with additional service-based vesting.
F4 The option vests/ vested in four equal annual installments beginning on March 2, 2018.
F5 The option vests/ vested in four equal annual installments beginning on March 2, 2019.
F6 The option vests/ vested in four equal annual installments beginning on March 5, 2020.