Eric J. Johnson - Sep 5, 2023 Form 4 Insider Report for Donnelley Financial Solutions, Inc. (DFIN)

Role
President, GIC
Signature
William Zola, pursuant to power of attorney
Stock symbol
DFIN
Transactions as of
Sep 5, 2023
Transactions value $
-$209,641
Form type
4
Date filed
9/7/2023, 04:47 PM
Previous filing
Mar 7, 2023
Next filing
Nov 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFIN Common Stock Options Exercise $168K +7.5K +5.4% $22.35 146K Sep 5, 2023 Direct
transaction DFIN Common Stock Sale -$369K -7.5K -5.13% $49.24 139K Sep 5, 2023 Direct F1
transaction DFIN Common Stock Options Exercise $6.71K +300 +0.22% $22.35 139K Sep 6, 2023 Direct
transaction DFIN Common Stock Sale -$14.7K -300 -0.22% $49.00 139K Sep 6, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -7.5K -64.66% $0.00 4.1K Sep 5, 2023 Common Stock 7.5K $22.35 Direct F4
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -300 -7.32% $0.00 3.8K Sep 6, 2023 Common Stock 300 $22.35 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.03 to $49.40 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2 The reported price represents a weighted average sale price. All reported common stock was sold at $49.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3 Includes 90,889 shares held directly, 21,676 restricted stock unit, and 26,248 earned performance share units with additional service-based vesting.
F4 The option vests/ vested in four equal annual installments beginning on March 2, 2018.

Remarks:

Exhibit Index Exhibit 24 - Power of Attorney