Farhad Fred Ebrahimi - 08 Nov 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
08 Nov 2023
Net transactions value
+$2,192,450
Form type
4
Filing time
13 Nov 2023, 08:44:59 UTC
Previous filing
08 Nov 2023
Next filing
15 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $900 +600 +0.01% $1.50 8,966,685 08 Nov 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $900 +600 +0.16% $1.50 374,000 09 Nov 2023 By Havana 2020 GRAT
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $38,400 +25,600 +0.29% $1.50 8,992,285 09 Nov 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $224,800 +112,400 +0.69% $2.00 16,340,354 09 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $1,153,250 +461,300 +2.8% $2.50 16,801,654 10 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $106,200 +35,400 +0.39% $3.00 9,027,685 10 Nov 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $530,000 +265,000 +2.9% $2.00 9,292,685 10 Nov 2023 By Shiraz Capital, LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $138,000 +55,200 +1.7% $2.50 3,312,011 10 Nov 2023 By Corcaigh LLC
holding DM Common Stock 5,102,900 08 Nov 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 583,421 08 Nov 2023 By Elstead 2020 GRAT
holding DM Common Stock 1,210,300 08 Nov 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -600 -0.26% $0.000000 233,100 08 Nov 2023 Common Stock 600 $1.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -600 -0.21% $0.000000 291,600 09 Nov 2023 Common Stock 600 $1.50 By Havana 2020 GRAT
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -25,600 -11% $0.000000 207,500 09 Nov 2023 Common Stock 25,600 $1.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -112,400 -3.5% $0.000000 3,099,900 09 Nov 2023 Common Stock 112,400 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -250,000 -45% $0.000000 300,000 10 Nov 2023 Common Stock 250,000 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -211,300 -70% $0.000000 88,700 10 Nov 2023 Common Stock 211,300 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -35,400 -14% $0.000000 216,500 10 Nov 2023 Common Stock 35,400 $3.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -104,300 -10% $0.000000 900,000 10 Nov 2023 Common Stock 104,300 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -160,700 -18% $0.000000 739,300 10 Nov 2023 Common Stock 160,700 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -55,200 -19% $0.000000 235,300 10 Nov 2023 Common Stock 55,200 $2.50 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.