Farhad Fred Ebrahimi - 06 Nov 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role: 10%+ Owner
Signature: Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol: DM
Transactions as of: 06 Nov 2023
Net transactions value: +$609,100
Form type: 4
Filing time: 08 Nov 2023, 19:38:19 UTC
Previous filing: 07 Nov 2023
Next filing: 13 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	DM	Common Stock	Exercise of in-the-money or at-the-money derivative security	$450	+300	+0.08%	$1.50	373,400	06 Nov 2023	By Havana 2020 GRAT
transaction	DM	Common Stock	Exercise of in-the-money or at-the-money derivative security	$399,800	+199,900	+1.2%	$2.00	16,226,154	06 Nov 2023	By Crescent River LLC
transaction	DM	Common Stock	Exercise of in-the-money or at-the-money derivative security	$2,700	+1,800	+0.01%	$1.50	16,227,954	06 Nov 2023	By Crescent River LLC
transaction	DM	Common Stock	Exercise of in-the-money or at-the-money derivative security	$150	+100	+0%	$1.50	8,966,085	06 Nov 2023	By Shiraz Capital, LLC
holding	DM	Common Stock						3,256,811	06 Nov 2023	By Corcaigh LLC
holding	DM	Common Stock						5,102,900	06 Nov 2023	By Infinity Trusts Investment LLC
holding	DM	Common Stock						583,421	06 Nov 2023	By Elstead 2020 GRAT
holding	DM	Common Stock						1,210,300	06 Nov 2023	By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	DM	PUT Option (Obligation to Buy)	Exercise of in-the-money or at-the-money derivative security	$0	-300	-0.1%	$0.000000	292,200	06 Nov 2023	Common Stock	300	$1.50	By Havana 2020 GRAT
transaction	DM	PUT Option (Obligation to Buy)	Exercise of in-the-money or at-the-money derivative security	$0	-169,900	-34%	$0.000000	331,500	06 Nov 2023	Common Stock	169,900	$2.00	By Crescent River LLC
transaction	DM	PUT Option (Obligation to Buy)	Exercise of in-the-money or at-the-money derivative security	$0	-30,000	-0.93%	$0.000000	3,212,300	06 Nov 2023	Common Stock	30,000	$2.00	By Crescent River LLC
transaction	DM	PUT Option (Obligation to Buy)	Exercise of in-the-money or at-the-money derivative security	$0	-1,800	-0.08%	$0.000000	2,151,900	06 Nov 2023	Common Stock	1,800	$1.50	By Crescent River LLC
transaction	DM	PUT Option (Obligation to Buy)	Exercise of in-the-money or at-the-money derivative security	$0	-100	-0.04%	$0.000000	233,700	06 Nov 2023	Common Stock	100	$1.50	By Shiraz Capital, LLC
transaction	DM	PUT Option (Obligation to Buy)	Sale	$148,000	+200,000		$0.7400	200,000	06 Nov 2023	Common Stock	200,000	$1.50	By Shiraz Capital, LLC
transaction	DM	PUT Option (Obligation to Buy)	Sale	$58,000	+100,000	+28%	$0.5800	452,200	06 Nov 2023	Common Stock	100,000	$1.50	By Shiraz Capital, LLC

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.