Farhad Fred Ebrahimi - Nov 6, 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Stock symbol
DM
Transactions as of
Nov 6, 2023
Transactions value $
$609,100
Form type
4
Date filed
11/8/2023, 07:38 PM
Previous filing
Nov 7, 2023
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $450 +300 +0.08% $1.50 373K Nov 6, 2023 By Havana 2020 GRAT
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $400K +200K +1.25% $2.00 16.2M Nov 6, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $2.7K +1.8K +0.01% $1.50 16.2M Nov 6, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $150 +100 +0% $1.50 8.97M Nov 6, 2023 By Shiraz Capital, LLC
holding DM Common Stock 3.26M Nov 6, 2023 By Corcaigh LLC
holding DM Common Stock 5.1M Nov 6, 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 583K Nov 6, 2023 By Elstead 2020 GRAT
holding DM Common Stock 1.21M Nov 6, 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300 -0.1% $0.00 292K Nov 6, 2023 Common Stock 300 $1.50 By Havana 2020 GRAT
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -170K -33.89% $0.00 332K Nov 6, 2023 Common Stock 170K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -30K -0.93% $0.00 3.21M Nov 6, 2023 Common Stock 30K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -1.8K -0.08% $0.00 2.15M Nov 6, 2023 Common Stock 1.8K $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -100 -0.04% $0.00 234K Nov 6, 2023 Common Stock 100 $1.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Sale $148K +200K $0.74 200K Nov 6, 2023 Common Stock 200K $1.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Sale $58K +100K +28.39% $0.58 452K Nov 6, 2023 Common Stock 100K $1.50 By Shiraz Capital, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.