Farhad Fred Ebrahimi - 02 Nov 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
02 Nov 2023
Net transactions value
+$666,550
Form type
4
Filing time
06 Nov 2023, 07:08:49 UTC
Previous filing
03 Nov 2023
Next filing
07 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $11,250 +7,500 +2.7% $1.50 283,100 02 Nov 2023 By Havana 2020 GRAT
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $35,000 +17,500 +0.11% $2.00 15,864,854 02 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $242,100 +161,400 +1% $1.50 16,026,254 03 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $208,200 +138,800 +2.8% $1.50 5,085,400 03 Nov 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $135,000 +90,000 +32% $1.50 373,100 03 Nov 2023 By Havana 2020 GRAT
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $35,000 +17,500 +0.34% $2.00 5,102,900 03 Nov 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 8,933,485 02 Nov 2023 Shiraz Capital LLC
holding DM Common Stock 3,256,811 02 Nov 2023 By Corcaigh LLC
holding DM Common Stock 583,421 02 Nov 2023 By Elstead 2020 GRAT
holding DM Common Stock 32,500 02 Nov 2023 By Shahzadeh 2008 Irrev Trust
holding DM Common Stock 1,210,300 02 Nov 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -7,500 -2.5% $0.000000 292,500 02 Nov 2023 Common Stock 7,500 $1.50 By Havana 2020 GRAT
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -17,500 -0.54% $0.000000 3,242,300 02 Nov 2023 Common Stock 17,500 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -161,400 -7% $0.000000 2,153,700 16 Dec 2022 Common Stock 161,400 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -138,800 -15% $0.000000 761,200 03 Nov 2023 Common Stock 138,800 $1.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -90,000 -100% $0.000000* 0 03 Nov 2023 Common Stock 90,000 $1.50 By Havana 2020 GRAT
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -17,500 -5.8% $0.000000 282,500 03 Nov 2023 Common Stock 17,500 $2.00 By Infinity Trusts Investment LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi were filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.