Farhad Fred Ebrahimi - Nov 2, 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Stock symbol
DM
Transactions as of
Nov 2, 2023
Transactions value $
$666,550
Form type
4
Date filed
11/6/2023, 07:08 AM
Previous filing
Nov 3, 2023
Next filing
Nov 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $11.3K +7.5K +2.72% $1.50 283K Nov 2, 2023 By Havana 2020 GRAT
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $35K +17.5K +0.11% $2.00 15.9M Nov 2, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $242K +161K +1.02% $1.50 16M Nov 3, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $208K +139K +2.81% $1.50 5.09M Nov 3, 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $135K +90K +31.79% $1.50 373K Nov 3, 2023 By Havana 2020 GRAT
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $35K +17.5K +0.34% $2.00 5.1M Nov 3, 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 8.93M Nov 2, 2023 Shiraz Capital LLC
holding DM Common Stock 3.26M Nov 2, 2023 By Corcaigh LLC
holding DM Common Stock 583K Nov 2, 2023 By Elstead 2020 GRAT
holding DM Common Stock 32.5K Nov 2, 2023 By Shahzadeh 2008 Irrev Trust
holding DM Common Stock 1.21M Nov 2, 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -7.5K -2.5% $0.00 293K Nov 2, 2023 Common Stock 7.5K $1.50 By Havana 2020 GRAT
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -17.5K -0.54% $0.00 3.24M Nov 2, 2023 Common Stock 17.5K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -161K -6.97% $0.00 2.15M Dec 16, 2022 Common Stock 161K $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -139K -15.42% $0.00 761K Nov 3, 2023 Common Stock 139K $1.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -90K -100% $0.00* 0 Nov 3, 2023 Common Stock 90K $1.50 By Havana 2020 GRAT
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -17.5K -5.83% $0.00 283K Nov 3, 2023 Common Stock 17.5K $2.00 By Infinity Trusts Investment LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi were filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.