Farhad Fred Ebrahimi - 01 Nov 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
01 Nov 2023
Net transactions value
+$1,430,500
Form type
4
Filing time
03 Nov 2023, 07:09:49 UTC
Previous filing
02 Nov 2023
Next filing
06 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $194,400 +97,200 +0.63% $2.00 15,511,454 01 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $839,750 +335,900 +2.2% $2.50 15,847,354 01 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $1,200 +600 +0.01% $2.00 4,794,700 01 Nov 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $379,750 +151,900 +3.2% $2.50 4,946,600 01 Nov 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $15,400 +7,700 +0.24% $2.00 3,256,811 01 Nov 2023 By Corcaigh LLC
holding DM Common Stock 8,933,485 01 Nov 2023 Shiraz Capital LLC
holding DM Common Stock 275,600 01 Nov 2023 By Havana 2020 GRAT
holding DM Common Stock 583,421 01 Nov 2023 By Elstead 2020 GRAT
holding DM Common Stock 32,500 01 Nov 2023 By Shahzadeh 2008 Irrev Trust
holding DM Common Stock 1,210,300 01 Nov 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -12,600 -1.5% $0.000000 828,700 01 Nov 2023 Common Stock 12,600 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -74,800 -9% $0.000000 753,900 01 Nov 2023 Common Stock 74,800 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -285,200 -32% $0.000000 600,700 01 Nov 2023 Common Stock 285,200 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -700 -0.12% $0.000000 600,000 01 Nov 2023 Common Stock 700 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -50,000 -8.3% $0.000000 550,000 01 Nov 2023 Common Stock 50,000 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -9,800 -0.3% $0.000000 3,259,800 01 Nov 2023 Common Stock 9,800 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -600 -0.07% $0.000000 899,400 01 Nov 2023 Common Stock 600 $2.00 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -67,100 -18% $0.000000 300,000 01 Nov 2023 Common Stock 67,100 $2.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -84,800 -28% $0.000000 215,200 01 Nov 2023 Common Stock 84,800 $2.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -7,700 -5.3% $0.000000 136,700 01 Nov 2023 Common Stock 7,700 $2.00 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.