Farhad Fred Ebrahimi - Nov 1, 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Stock symbol
DM
Transactions as of
Nov 1, 2023
Transactions value $
$1,430,500
Form type
4
Date filed
11/3/2023, 07:09 AM
Previous filing
Nov 2, 2023
Next filing
Nov 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $194K +97.2K +0.63% $2.00 15.5M Nov 1, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $840K +336K +2.17% $2.50 15.8M Nov 1, 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $1.2K +600 +0.01% $2.00 4.79M Nov 1, 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $380K +152K +3.17% $2.50 4.95M Nov 1, 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $15.4K +7.7K +0.24% $2.00 3.26M Nov 1, 2023 By Corcaigh LLC
holding DM Common Stock 8.93M Nov 1, 2023 Shiraz Capital LLC
holding DM Common Stock 276K Nov 1, 2023 By Havana 2020 GRAT
holding DM Common Stock 583K Nov 1, 2023 By Elstead 2020 GRAT
holding DM Common Stock 32.5K Nov 1, 2023 By Shahzadeh 2008 Irrev Trust
holding DM Common Stock 1.21M Nov 1, 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -12.6K -1.5% $0.00 829K Nov 1, 2023 Common Stock 12.6K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -74.8K -9.03% $0.00 754K Nov 1, 2023 Common Stock 74.8K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -285K -32.19% $0.00 601K Nov 1, 2023 Common Stock 285K $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -700 -0.12% $0.00 600K Nov 1, 2023 Common Stock 700 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -50K -8.33% $0.00 550K Nov 1, 2023 Common Stock 50K $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -9.8K -0.3% $0.00 3.26M Nov 1, 2023 Common Stock 9.8K $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -600 -0.07% $0.00 899K Nov 1, 2023 Common Stock 600 $2.00 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -67.1K -18.28% $0.00 300K Nov 1, 2023 Common Stock 67.1K $2.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -84.8K -28.27% $0.00 215K Nov 1, 2023 Common Stock 84.8K $2.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -7.7K -5.33% $0.00 137K Nov 1, 2023 Common Stock 7.7K $2.00 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.