Farhad Fred Ebrahimi - 25 Oct 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
25 Oct 2023
Net transactions value
+$991,650
Form type
4
Filing time
27 Oct 2023, 11:23:46 UTC
Previous filing
26 Oct 2023
Next filing
30 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $131,000 +52,400 +0.35% $2.50 14,892,054 25 Oct 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $613,200 +306,600 +2.1% $2.00 15,198,654 25 Oct 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $37,500 +12,500 +0.08% $3.00 15,211,154 25 Oct 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $91,200 +60,800 +0.4% $1.50 15,271,954 25 Oct 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $118,750 +47,500 +0.56% $2.50 8,492,485 25 Oct 2023 By Shiraz Capital, LLC
holding DM Common Stock 3,239,011 25 Oct 2023 By Corcaigh LLC
holding DM Common Stock 4,794,100 25 Oct 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 275,600 25 Oct 2023 By Havana 2020 GRAT
holding DM Common Stock 583,421 25 Oct 2023 By Elstead 2020 GRAT
holding DM Common Stock 32,500 25 Oct 2023 By Shahzadeh 2008 Irrev Trust
holding DM Common Stock 1,210,300 25 Oct 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -52,400 -16% $0.000000 280,500 25 Oct 2023 Common Stock 52,400 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -200,700 -5.7% $0.000000 3,348,000 25 Oct 2023 Common Stock 200,700 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -2,800 -0.08% $0.000000 3,345,200 25 Oct 2023 Common Stock 2,800 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -12,500 -3.7% $0.000000 325,300 25 Oct 2023 Common Stock 12,500 $3.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -60,800 -2.5% $0.000000 2,339,200 25 Oct 2023 Common Stock 60,800 $1.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -45,000 -8.2% $0.000000 501,400 25 Oct 2023 Common Stock 45,000 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -58,100 -1.7% $0.000000 3,287,100 25 Oct 2023 Common Stock 58,100 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -47,500 -12% $0.000000 346,000 25 Oct 2023 Common Stock 47,500 $2.50 By Shiraz Capital , LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023