Farhad Fred Ebrahimi - 24 Oct 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
24 Oct 2023
Net transactions value
+$651,850
Form type
4
Filing time
26 Oct 2023, 12:10:48 UTC
Previous filing
25 Oct 2023
Next filing
27 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $560,600 +280,300 +1.9% $2.00 14,839,654 24 Oct 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $60,000 +20,000 +0.42% $3.00 4,781,600 24 Oct 2023 By Infinity Trusts Investment LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $31,250 +12,500 +0.26% $2.50 4,794,100 24 Oct 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 8,444,985 24 Oct 2023 Shiraz Capital LLC
holding DM Common Stock 3,239,011 24 Oct 2023 By Corcaigh LLC
holding DM Common Stock 275,600 24 Oct 2023 By Havana 2020 GRAT
holding DM Common Stock 583,421 24 Oct 2023 By Elstead 2020 GRAT
holding DM Common Stock 32,500 24 Oct 2023 By Shahzadeh 2008 Irrev Trust
holding DM Common Stock 1,210,300 24 Oct 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -135,000 -3.7% $0.000000 3,548,700 24 Oct 2023 Common Stock 135,000 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -145,300 -14% $0.000000 928,000 24 Oct 2023 Common Stock 145,300 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -20,000 -11% $0.000000 167,500 24 Oct 2023 Common Stock 20,000 $3.00 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -12,500 -4.2% $0.000000 287,400 24 Oct 2023 Common Stock 12,500 $2.50 By Infinity Trusts Investment LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.