Griffin Michael D - Aug 30, 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role: Director
Signature: /s/ Arjun Kampani as Attorney-in-Fact for Michael D. Griffin
Stock symbol: RKLB
Transactions as of: Aug 30, 2023
Transactions value $: -$241,612
Form type: 4
Date filed: 8/31/2023, 04:01 PM
Previous filing: Jun 16, 2023
Next filing: Jun 14, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKLB	Common Stock	Sale	-$242K	-38.1K	-100%	$6.34	0	Aug 30, 2023	By LogiQ, Inc.	F1, F2
holding	RKLB	Common Stock						39.4K	Aug 30, 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.1250 to $6.4450, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	These shares are owned directly by LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of his pecuniary interest therein.

Content

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.1250 to $6.4450, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

These shares are owned directly by LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of his pecuniary interest therein.