Griffin Michael D - Jun 14, 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role
Director
Signature
/s/ Arjun Kampani as Attorney-in-Fact for Michael D. Griffin
Stock symbol
RKLB
Transactions as of
Jun 14, 2023
Transactions value $
$0
Form type
4
Date filed
6/16/2023, 06:49 PM
Previous filing
Jun 8, 2023
Next filing
Aug 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Award $0 +39.4K +103.56% $0.00 77.5K Jun 14, 2023 Direct F1
transaction RKLB Common Stock Disposed to Issuer $0 -38.1K -49.13% $0.00 39.4K Jun 16, 2023 Direct
transaction RKLB Common Stock Award $0 +38.1K $0.00 38.1K Jun 16, 2023 By LogiQ, Inc. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted to Michael D. Griffin under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 14, 2023.
F2 The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.