Hoyoung Huh - Aug 14, 2023 Form 4 Insider Report for Peak Bio, Inc. (PKBO)

Role
Director, 10%+ Owner
Signature
/s/ Dr. Hoyoung Huh
Stock symbol
PKBO
Transactions as of
Aug 14, 2023
Transactions value $
$350,000
Form type
4
Date filed
8/15/2023, 04:33 PM
Previous filing
Jul 21, 2023
Next filing
Sep 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKBO Common Stock Exercise of in-the-money or at-the-money derivative security $350K +583K +7.72% $0.60 8.14M Aug 14, 2023 Direct
holding PKBO Common Stock 373K Aug 14, 2023 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKBO Warrant (Right to Purchase) Exercise of in-the-money or at-the-money derivative security $0 -583K -76.79% $0.00 176K Aug 14, 2023 Common Stock 583K $0.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held by Hannol Ventures LLC (the "LLC"). The Reporting Person is sole member of the LLC.