Hoyoung Huh - 14 Aug 2023 Form 4 Insider Report for Peak Bio, Inc.

Role: Director, 10%+ Owner
Signature: /s/ Dr. Hoyoung Huh
Issuer symbol: N/A
Transactions as of: 14 Aug 2023
Net transactions value: +$350,000
Form type: 4
Filing time: 15 Aug 2023, 16:33:50 UTC
Previous filing: 21 Jul 2023
Next filing: 12 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PKBO	Common Stock	Exercise of in-the-money or at-the-money derivative security	$350,000	+583,333	+7.7%	$0.6000	8,135,742	14 Aug 2023	Direct
holding	PKBO	Common Stock						372,940	14 Aug 2023	See Footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PKBO	Warrant (Right to Purchase)	Exercise of in-the-money or at-the-money derivative security	$0	-583,333	-77%	$0.000000	176,292	14 Aug 2023	Common Stock	583,333	$0.6000	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The securities are held by Hannol Ventures LLC (the "LLC"). The Reporting Person is sole member of the LLC.