Hoyoung Huh - 20 Jul 2023 Form 4 Insider Report for Peak Bio, Inc.

Signature
/s/ Dr. Hoyoung Huh
Issuer symbol
N/A
Transactions as of
20 Jul 2023
Net transactions value
+$275,000
Form type
4
Filing time
21 Jul 2023, 16:30:27 UTC
Previous filing
27 Jun 2023
Next filing
15 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKBO Common Stock Exercise of in-the-money or at-the-money derivative security $275,000 +458,333 +6.5% $0.6000 7,552,409 20 Jul 2023 Direct
holding PKBO Common Stock 372,940 20 Jul 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKBO Warrant (Right to Purchase) Exercise of in-the-money or at-the-money derivative security $0 -458,333 -38% $0.000000 759,625 20 Jul 2023 Common Stock 458,333 $0.6000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held by Hannol Ventures LLC (the "LLC"). The Reporting Person is sole member of the LLC.