| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FIXX | Common Stock | Options Exercise | $0 | +1,548 | +56% | $0.000000 | 4,318 | 03 Aug 2023 | Direct | F1 |
| transaction | FIXX | Common Stock | Sale | $606 | -436 | -10% | $1.39 | 3,882 | 03 Aug 2023 | Direct | F2 |
| transaction | FIXX | Common Stock | Options Exercise | $0 | +387 | +10% | $0.000000 | 4,269 | 03 Aug 2023 | Direct | F1 |
| transaction | FIXX | Common Stock | Sale | $152 | -109 | -2.6% | $1.39 | 4,160 | 03 Aug 2023 | Direct | F2 |
| transaction | FIXX | Common Stock | Options Exercise | $0 | +4,644 | +112% | $0.000000 | 8,804 | 03 Aug 2023 | Direct | F1 |
| transaction | FIXX | Common Stock | Sale | $1,818 | -1,308 | -15% | $1.39 | 7,496 | 03 Aug 2023 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FIXX | Restricted Stock Units | Options Exercise | -1,548 | -100% | 0 | 03 Aug 2023 | Common Stock | 1,548 | Direct | F1, F4 | |||
| transaction | FIXX | Restricted Stock Units | Options Exercise | -387 | -100% | 0 | 03 Aug 2023 | Common Stock | 387 | Direct | F1, F4 | |||
| transaction | FIXX | Restricted Stock Units | Options Exercise | -4,644 | -100% | 0 | 03 Aug 2023 | Common Stock | 4,644 | Direct | F1, F5 |
Julie Jordan is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date. |
| F2 | The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 instruction entered into on May 27, 2022 solely with the intent to cover taxes in connection with the vesting of certain previously reported restricted stock units. |
| F3 | The sales reported in the Form 4 were effected pursuant to a mandatory sell to cover arrangement solely with the intent to cover taxes in connection with the vesting of certain previously reported restricted stock units. |
| F4 | Vesting for a portion of the restricted stock units was accelerated and such portion vested and settled on August 3, 2023. The restricted stock units would otherwise have vested and settled as to one half of the restricted stock units on each of January 1, 2024 and January 1, 2025. The remaining restricted stock units have been automatically cancelled and forfeited. |
| F5 | Vesting for a portion of the restricted stock units was accelerated and such portion vested and settled on August 3, 2023. The restricted stock units would otherwise have vested and settled as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2023 so that such restricted stock units would have become fully vested on January 1, 2026. The remaining restricted stock units have been automatically cancelled and forfeited. |