John Hendricks - Jul 25, 2023 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Signature
/s/ Tia Cudahy as attorney-in-fact for John Hendricks
Stock symbol
CURI
Transactions as of
Jul 25, 2023
Transactions value $
-$115,425
Form type
4
Date filed
8/1/2023, 09:02 PM
Previous filing
Jul 25, 2023
Next filing
Aug 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Sale -$5.4K -5.4K -0.99% $1.00 542K Jul 25, 2023 Direct F1
transaction CURI Common Stock Sale -$4.4K -4.4K -0.81% $1.00 538K Jul 26, 2023 Direct F1
transaction CURI Common Stock Sale -$8.9K -8.9K -1.66% $1.00 529K Jul 27, 2023 Direct F1
transaction CURI Common Stock Sale -$12.4K -12.3K -2.32% $1.01 516K Jul 28, 2023 Direct F1
transaction CURI Common Stock Sale -$69.5K -65K -12.58% $1.07 451K Jul 31, 2023 Direct F1
transaction CURI Common Stock Sale -$14.8K -13.6K -3.01% $1.09 438K Aug 1, 2023 Direct F1
holding CURI Common Stock 21.4M Jul 25, 2023 By Hendricks Factual Media LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.
F2 The reported securities are owned directly by Hendricks Factual Media LLC ("HFM"), and indirectly by John Hendricks, as a manager of HFM. John Hendricks disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.