John Hendricks - Jul 21, 2023 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Signature
/s/ Tia Cudahy as attorney-in-fact for John Hendricks
Stock symbol
CURI
Transactions as of
Jul 21, 2023
Transactions value $
-$12,126
Form type
4
Date filed
7/25/2023, 12:12 PM
Previous filing
Jul 21, 2023
Next filing
Aug 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Sale -$6.43K -6.3K -1.13% $1.02 553K Jul 21, 2023 Direct F1
transaction CURI Common Stock Sale -$5.7K -5.7K -1.03% $1.00 547K Jul 24, 2023 Direct F1
holding CURI Common Stock 21.4M Jul 21, 2023 By Hendricks Factual Media LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.
F2 The reported securities are owned directly by Hendricks Factual Media LLC ("HFM"), and indirectly by John Hendricks, as a manager of HFM. John Hendricks disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.