Farhad Fred Ebrahimi - 17 Jul 2023 Form 4 Insider Report for ViewRay, Inc.

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
N/A
Transactions as of
17 Jul 2023
Net transactions value
+$1,500,383
Form type
4
Filing time
21 Jul 2023, 19:34:39 UTC
Previous filing
06 Jul 2023
Next filing
23 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $682,950 +455,300 +5.7% $1.50* 8,511,200 17 Jul 2023 By Crescent River LLC
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $6,600 +3,300 +0.04% $2.00* 8,514,500 19 Jul 2023 By Crescent River LLC
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $501,900 +143,400 +1.7% $3.50* 8,657,900 19 Jul 2023 By Crescent River LLC
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $306,900 +204,600 +2.4% $1.50* 8,862,500 19 Jul 2023 By Crescent River LLC
transaction VRAYQ COMMON STOCK Sale $111,136 -1,852,262 -21% $0.0600* 7,010,238 20 Jul 2023 By Crescent River LLC
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $358,050 +102,300 +11% $3.50* 1,000,000 19 Jul 2023 By Elstead 2020 GRAT
transaction VRAYQ COMMON STOCK Sale $25,050 -417,500 -42% $0.0600* 582,500 20 Jul 2023 By Elstead 2020 GRAT
transaction VRAYQ COMMON STOCK Sale $7,350 -122,500 -24% $0.0600* 382,000 20 Jul 2023 By Havana 2020 GRAT
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $61,500 +41,000 +0.61% $1.50* 6,786,038 17 Jul 2023 By Shiraz Capital LLC
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $74,700 +49,800 +0.73% $1.50* 6,835,838 18 Jul 2023 By Shiraz Capital LLC
transaction VRAYQ COMMON STOCK Sale $233,211 -3,886,848 -57% $0.0600* 2,948,990 20 Jul 2023 By Shiraz Capital LLC
transaction VRAYQ COMMON STOCK Sale $19,350 -322,500 -54% $0.0600* 277,500 20 Jul 2023 By Infinity Trusts Investment LLC
transaction VRAYQ COMMON STOCK Sale $6,000 -100,000 -100% $0.0600* 0 20 Jul 2023 By Corcaigh LLC
transaction VRAYQ COMMON STOCK Sale $6,000 -100,000 -100% $0.0600* 0 20 Jul 2023 By Shahzadeh 2008 Irrev Trust
transaction VRAYQ COMMON STOCK Sale $120 -2,000 -100% $0.0600* 0 20 Jul 2023 By Trust for the benefit of non-household family member
transaction VRAYQ COMMON STOCK Sale $84,000 -1,400,000 -100% $0.0600* 0 20 Jul 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -55,500 -4.5% $0.000000 1,168,100 17 Jul 2023 Common Stock 55,500 $1.50 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -399,800 -34% $0.000000 768,300 17 Jul 2023 Common Stock 399,800 $1.50 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -3,300 -0.43% $0.000000 765,000 19 Jul 2023 Common Stock 3,300 $2.00 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -54,700 -7.2% $0.000000 710,300 19 Jul 2023 Common Stock 54,700 $3.50 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -88,700 -12% $0.000000 621,600 19 Jul 2023 Common Stock 88,700 $3.50 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -68,600 -11% $0.000000 553,000 19 Jul 2023 Common Stock 68,600 $1.50 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -136,000 -25% $0.000000 417,000 19 Jul 2023 Common Stock 136,000 $1.50 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -102,300 -100% $0.000000* 0 19 Jul 2023 Common Stock 102,300 $3.50 By Elstead 2020 GRAT
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -41,000 -29% $0.000000 102,600 17 Jul 2023 Common Stock 41,000 $1.50 By Shiraz Capital LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -49,800 -49% $0.000000 52,800 18 Jul 2023 Common Stock 49,800 $1.50 By Shiraz Capital LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Farhad Fred Ebrahimi is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as exhibit A to a Form 13D filed with the Commission on April 27, 2023.