Farhad Fred Ebrahimi - 19 Oct 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney i n Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
19 Oct 2023
Net transactions value
+$4,973,450
Form type
4
Filing time
23 Oct 2023, 18:38:31 UTC
Previous filing
21 Jul 2023
Next filing
25 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM COMMON STOCK Exercise of in-the-money or at-the-money derivative security $2,095,200 +1,047,600 +48% $2.00 3,239,011 19 Oct 2023 By Corcaigh LLC
transaction DM COMMON STOCK Exercise of in-the-money or at-the-money derivative security $575,750 +230,300 +5.1% $2.50 4,712,400 19 Oct 2023 By Infinity Trusts Investment LLC
transaction DM COMMON STOCK Exercise of in-the-money or at-the-money derivative security $98,400 +49,200 +1% $2.00 4,761,600 19 Oct 2023 By Infinity Trusts Investment LLC
transaction DM COMMON STOCK Exercise of in-the-money or at-the-money derivative security $1,998,000 +999,000 +7.4% $2.00 14,559,354 19 Oct 2023 By Crescent River LLC
transaction DM COMMON STOCK Exercise of in-the-money or at-the-money derivative security $206,100 +137,400 +1.7% $1.50 8,291,585 19 Oct 2023 By Shiraz Capital LLC
holding DM COMMON STOCK 275,600 19 Oct 2023 By Havana 2020 GRAT
holding DM COMMON STOCK 583,421 19 Oct 2023 By Elstead 2020 GRAT
holding DM COMMON STOCK 32,500 19 Oct 2023 By Shahzadeh 2008 Irrev Trust
holding DM COMMON STOCK 1,210,300 19 Oct 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -230,300 -5.8% $0.000000 3,774,200 19 Oct 2023 Common Stock 230,300 $2.50 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -49,200 -1.3% $0.000000 3,725,000 19 Oct 2023 Common Stock 49,200 $2.00 By Infinity Trusts Investment LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -199,200 -1.2% $0.000000 16,203,800 19 Oct 2023 Common Stock 199,200 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -216,500 -1.3% $0.000000 15,987,300 19 Oct 2023 Common Stock 216,500 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -155,200 -0.97% $0.000000 15,832,100 19 Oct 2023 Common Stock 155,200 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -163,800 -1% $0.000000 15,668,300 19 Oct 2023 Common Stock 163,800 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -264,300 -1.7% $0.000000 15,404,000 19 Oct 2023 Common Stock 264,300 $2.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -137,400 -3.3% $0.000000 4,075,300 19 Oct 2023 Common Stock 137,400 $1.50 By Shiraz Capital LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -292,000 -5.4% $0.000000 5,150,900 19 Oct 2023 Common Stock 292,000 $2.00 By Corcaigh LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300,000 -5.8% $0.000000 4,850,900 19 Oct 2023 Common Stock 300,000 $2.00 By Corcaigh LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300,000 -6.2% $0.000000 4,550,900 19 Oct 2023 Common Stock 300,000 $2.00 By Corcaigh LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -155,600 -3.4% $0.000000 4,395,300 19 Oct 2023 Common Stock 155,600 $2.00 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as exhibit A to a Form 13D filed with the Commission on May 30, 2023.