Kevin J. Willis - Nov 17, 2021 Form 4/A - Amendment Insider Report for ASHLAND GLOBAL HOLDINGS INC (ASH)

Role
Chief Financial Officer
Signature
/s/ Babatunde Awodiran, Attorney-in-Fact
Stock symbol
ASH
Transactions as of
Nov 17, 2021
Transactions value $
$183,171
Form type
4/A - Amendment
Date filed
11/23/2021, 04:04 PM
Date Of Original Report
Nov 19, 2021
Previous filing
Nov 23, 2021
Next filing
Nov 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $270K +2.52K +89.45% $106.93 5.35K Nov 17, 2021 Direct
transaction ASH Common Stock Tax liability -$86.7K -811 -15.17% $106.93 4.53K Nov 17, 2021 Direct F1, F2, F3
holding ASH Common Stock 33.1K Nov 17, 2021 401(k)
holding ASH Common Stock 0 Nov 17, 2021 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Restricted Stock Units Options Exercise $0 -2.52K -77.71% $0.00 724 Nov 17, 2021 Common Stock 2.52K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2 Due to a calculation error, the amount in Column 4 should have been 811 instead of 1215.
F3 Due to a calculation error the amount in column 5 should have been 4534.701 instead of 4101.701.
F4 Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F5 Grant of Restricted Stock Units on November 15, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.