Kevin J. Willis - Nov 15, 2021 Form 4/A - Amendment Insider Report for ASHLAND GLOBAL HOLDINGS INC (ASH)

Role: Chief Financial Officer
Signature: /s/ Babatunde Awodiran, Attorney-in-Fact
Stock symbol: ASH
Transactions as of: Nov 15, 2021
Transactions value $: $214,285
Form type: 4/A - Amendment
Date filed: 11/23/2021, 04:02 PM
Date Of Original Report: Nov 17, 2021
Previous filing: Sep 13, 2021
Next filing: Nov 23, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASH	Common Stock	Options Exercise	$151K	+1.39K	+165.7%	$108.17	2.23K	Nov 15, 2021	Direct
transaction	ASH	Common Stock	Tax liability	-$48.5K	-448	-20.06%	$108.17	1.79K	Nov 15, 2021	Direct	F1, F2, F3
transaction	ASH	Common Stock	Options Exercise	$165K	+1.53K	+85.51%	$108.17	3.31K	Nov 15, 2021	Direct
transaction	ASH	Common Stock	Tax liability	-$53.1K	-491	-14.82%	$108.17	2.82K	Nov 15, 2021	Direct	F1, F4, F5
holding	ASH	Common Stock						33.1K	Nov 15, 2021	401(k)
holding	ASH	Common Stock						0	Nov 15, 2021	Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASH	Restricted Stock Units	Options Exercise	$0	-1.39K	-22.58%	$0.00	4.78K	Nov 15, 2021	Common Stock	1.39K		Direct	F6, F7
transaction	ASH	Restricted Stock Units	Options Exercise	$0	-1.53K	-31.98%	$0.00	3.25K	Nov 15, 2021	Common Stock	1.53K		Direct	F6, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2	Due to a calculation error, the amount in Column 4 should have been 448 instead of 462.
F3	Due to a calculation error, the amount in column 5 should have been 1785.702 instead of 1771.701.
F4	Due to a calculation error, the amount should have been 491 instead of 506.
F5	Due to a calculation error, the amount in column 5 should have been 2821.701 instead of 2792.701.
F6	Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F7	Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.
F8	Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.