Mitra O'Neill - 18 Mar 2022 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Role
Director
Signature
/s/ Jessica L. Lomm, as Attorney-in-Fact
Issuer symbol
APO
Transactions as of
18 Mar 2022
Net transactions value
$0
Form type
4
Filing time
22 Mar 2022, 19:12:01 UTC
Previous filing
23 Feb 2022
Next filing
18 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APO Short put option (obligation to buy) Expiration of short derivative position $0 -10 -100% $0.000000* 0 18 Mar 2022 Common Stock 1,000 $60.00 By an entity controlled by the reporting person's spouse. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These short put options were acquired on December 31, 2021 and subsequently held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party managed account. The reporting person became a director of the issuer on January 1, 2022. Pursuant to Rule 16a-2(a), the acquisition of the short put options is a transaction effected by a person who was not, at the time of the transaction, a director of the company. As a result, the referenced short put options are not subject to Section 16 and the premium for these short put options is not a short-swing profit that may upon the expiration of such short put options be recovered for the benefit of issuer.

Remarks:

Reporting Person is known professionally as Mitra Hormozi.