Mitra O'Neill - Jan 6, 2022 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Role
Director
Signature
/s/ Jessica L. Lomm, as Attorney-in-Fact
Stock symbol
APO
Transactions as of
Jan 6, 2022
Transactions value $
$36,750
Form type
4
Date filed
2/23/2022, 04:04 PM
Previous filing
Feb 23, 2022
Next filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Common Stock Exercise of in-the-money or at-the-money derivative security $32.5K +500 +25% $65.00 2.5K Feb 18, 2022 By an entity controlled by the reporting person's spouse. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APO Short put option (obligation to buy) Sale $4.25K +5 $850.00* 5 Jan 6, 2022 Common stock 500 $65.00 By an entity controlled by the reporting person's spouse. F1
transaction APO Short put option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 +5 $0.00* 0 Feb 18, 2022 Common stock 500 $65.00 By an entity controlled by the reporting person's spouse. F1
transaction APO Short put option (obligation to buy) Expiration of short derivative position $0 +10 $0.00* 0 Feb 18, 2022 Common stock 1K $60.00 By an entity controlled by the reporting person's spouse. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These short put options were acquired on January 6, 2022, and subsequently held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party managed account.
F2 These short put options were acquired on December 2, 2021, and subsequently held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party managed account.

Remarks:

Reporting Person is known professionally as Mitra Hormozi.