Joshua Harris - 18 Oct 2021 Form 4 Insider Report for Apollo Global Management, Inc.

Role
Director, 10%+ Owner
Signature
/s/ Evan Zemsky, attorney-in-fact
Issuer symbol
N/A
Transactions as of
18 Oct 2021
Net transactions value
-$28,642,680
Form type
4
Filing time
19 Oct 2021, 19:37:47 UTC
Previous filing
15 Oct 2021
Next filing
22 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Class A Common Stock Options Exercise $0 +90,280 $0.000000 90,280 18 Oct 2021 See footnote F1, F2
transaction APO Class A Common Stock Sale $2,239,082 -33,016 -37% $67.82 57,264 18 Oct 2021 See footnote F2, F3
transaction APO Class A Common Stock Sale $3,907,833 -57,264 -100% $68.24 0 18 Oct 2021 See footnote F2, F4
transaction APO Class A Common Stock Options Exercise $0 +307,369 $0.000000 307,369 19 Oct 2021 See footnote F1, F2
transaction APO Class A Common Stock Sale $597,194 -8,600 -2.8% $69.44 298,769 19 Oct 2021 See footnote F2, F5
transaction APO Class A Common Stock Sale $816,607 -11,604 -3.9% $70.37 287,165 19 Oct 2021 See footnote F2, F6
transaction APO Class A Common Stock Sale $687,133 -9,642 -3.4% $71.26 277,523 19 Oct 2021 See footnote F2, F7
transaction APO Class A Common Stock Sale $1,517,383 -20,921 -7.5% $72.53 256,602 19 Oct 2021 See footnote F2, F8
transaction APO Class A Common Stock Sale $13,334,723 -182,044 -71% $73.25 74,558 19 Oct 2021 See footnote F2, F9
transaction APO Class A Common Stock Sale $5,370,323 -72,258 -97% $74.32 2,300 19 Oct 2021 See footnote F2, F10
transaction APO Class A Common Stock Sale $172,401 -2,300 -100% $74.96 0 19 Oct 2021 See footnote F2, F11
holding APO Class A Common Stock 1,350,000 18 Oct 2021 Direct
holding APO Class A Common Stock 1,800,000 18 Oct 2021 See footnote F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APO Apollo Operating Group unit Options Exercise -90,280 -100% 0 18 Oct 2021 Class A Common Stock 90,280 See footnote F1, F2, F13, F14
transaction APO Apollo Operating Group unit Options Exercise -307,369 -100% 0 19 Oct 2021 Class A Common Stock 307,369 See footnote F1, F2, F13, F14
holding APO Apollo Operating Group unit 34,591,713 18 Oct 2021 Class A Common Stock See footnote F1, F13, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement").
F2 By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.1000 to $68.0900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.1000 to $68.5000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.8500 to $69.8300 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.8700 to $70.8500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.8700 to $71.8600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.8700 to $72.8600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.8700 to $73.8600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.8700 to $74.8500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.8700 to $75.0900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F12 By MJH Partners Holdings II LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
F13 The AOG units were fully vested as of December 31, 2011 and do not expire.
F14 Pursuant to Instruction 4(c)(iii), this response has been left blank.
F15 By AP Professional Holdings, L.P. The reporting person is an indirect limited partner in BRH Holdings, L.P., which holds approximately 91% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as an indirect limited partner in BRH Holdings, L.P., subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement.