| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APO | Class A Common Stock | Options Exercise | $0 | +58.5K | $0.00 | 58.5K | Oct 13, 2021 | See footnote | F1, F2 | |
| transaction | APO | Class A Common Stock | Sale | -$3.8M | -57.6K | -98.38% | $65.95 | 946 | Oct 13, 2021 | See footnote | F2, F3 |
| transaction | APO | Class A Common Stock | Sale | -$62.9K | -946 | -100% | $66.54 | 0 | Oct 13, 2021 | See footnote | F2, F4 |
| transaction | APO | Class A Common Stock | Options Exercise | $0 | +58K | $0.00 | 58K | Oct 14, 2021 | See footnote | F1, F2 | |
| transaction | APO | Class A Common Stock | Sale | -$1.14M | -17K | -29.36% | $67.18 | 41K | Oct 14, 2021 | See footnote | F2, F5 |
| transaction | APO | Class A Common Stock | Sale | -$2.78M | -41K | -100% | $67.87 | 0 | Oct 14, 2021 | See footnote | F2, F6 |
| transaction | APO | Class A Common Stock | Options Exercise | $0 | +75.7K | $0.00 | 75.7K | Oct 15, 2021 | See footnote | F1, F2 | |
| transaction | APO | Class A Common Stock | Sale | -$4.96M | -73.4K | -96.94% | $67.56 | 2.32K | Oct 15, 2021 | See footnote | F2, F7 |
| transaction | APO | Class A Common Stock | Sale | -$158K | -2.32K | -100% | $68.13 | 0 | Oct 15, 2021 | See footnote | F2, F8 |
| holding | APO | Class A Common Stock | 1.35M | Oct 13, 2021 | Direct | ||||||
| holding | APO | Class A Common Stock | 1.8M | Oct 13, 2021 | See footnote | F9 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APO | Apollo Operating Group unit | Options Exercise | -58.5K | -100% | 0 | Oct 13, 2021 | Class A Common Stock | 58.5K | See footnote | F1, F2, F10, F11 | |||
| transaction | APO | Apollo Operating Group unit | Options Exercise | -58K | -100% | 0 | Oct 14, 2021 | Class A Common Stock | 58K | See footnote | F1, F2, F10, F11 | |||
| transaction | APO | Apollo Operating Group unit | Options Exercise | -75.7K | -100% | 0 | Oct 15, 2021 | Class A Common Stock | 75.7K | See footnote | F1, F2, F10, F11 | |||
| holding | APO | Apollo Operating Group unit | 35M | Oct 13, 2021 | Class A Common Stock | See footnote | F1, F10, F12 |
| Id | Content |
|---|---|
| F1 | Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). |
| F2 | By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.4200 to $66.4100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.4300 to $66.6400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.6500 to $67.6400 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.6500 to $68.1000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.0200 to $68.0100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.0200 to $68.5400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| F9 | By MJH Partners Holdings II LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. |
| F10 | The AOG units were fully vested as of December 31, 2011 and do not expire. |
| F11 | Pursuant to Instruction 4(c)(iii), this response has been left blank. |
| F12 | By AP Professional Holdings, L.P. The reporting person is an indirect limited partner in BRH Holdings, L.P., which holds approximately 91% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as an indirect limited partner in BRH Holdings, L.P., subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement. |