ROBERT B. SHAPIRO - 09 Mar 2023 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director
Signature
/s/ Robert B. Shapiro, by Donald P. Lehr, as attorney-in-fact
Issuer symbol
PGEN
Transactions as of
09 Mar 2023
Net transactions value
+$31,500
Form type
4
Filing time
13 Mar 2023, 17:10:26 UTC
Previous filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Award $31,500 +26,923 +8.9% $1.17 329,656 09 Mar 2023 Direct F1
holding PGEN Common Stock 82,966 09 Mar 2023 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +53,418 $0.000000 53,418 09 Mar 2023 Common Stock 53,418 Direct F3, F4
transaction PGEN Option to Purchase Common Stock (Right to Buy) Award $0 +130,398 $0.000000 130,398 09 Mar 2023 Common Stock 130,398 $1.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were issued to the reporting person in lieu of an annual retainer of $31,500.
F2 Shares held in the Robert B. Shapiro Revocable Trust
F3 Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
F4 The RSUs vest in full on March 9, 2024.