Robert B. Shapiro - Mar 9, 2023 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director
Signature
/s/ Robert B. Shapiro, by Donald P. Lehr, as attorney-in-fact
Stock symbol
PGEN
Transactions as of
Mar 9, 2023
Transactions value $
$31,500
Form type
4
Date filed
3/13/2023, 05:10 PM
Previous filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Award $31.5K +26.9K +8.89% $1.17 330K Mar 9, 2023 Direct F1
holding PGEN Common Stock 83K Mar 9, 2023 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +53.4K $0.00 53.4K Mar 9, 2023 Common Stock 53.4K Direct F3, F4
transaction PGEN Option to Purchase Common Stock (Right to Buy) Award $0 +130K $0.00 130K Mar 9, 2023 Common Stock 130K $1.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were issued to the reporting person in lieu of an annual retainer of $31,500.
F2 Shares held in the Robert B. Shapiro Revocable Trust
F3 Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
F4 The RSUs vest in full on March 9, 2024.