ROBERT B. SHAPIRO - 22 Feb 2023 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director
Signature
/s/ Robert B. Shapiro, by Donald P. Lehr, as attorney-in-fact
Issuer symbol
PGEN
Transactions as of
22 Feb 2023
Net transactions value
$0
Form type
4
Filing time
24 Feb 2023, 19:06:33 UTC
Previous filing
29 Mar 2022
Next filing
13 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Options Exercise +61,576 +26% 302,733 22 Feb 2023 Direct F1
holding PGEN Common Stock 82,966 22 Feb 2023 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Options Exercise $0 -61,576 -100% $0.000000* 0 22 Feb 2023 Common Stock 61,576 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
F2 Shares held in the Robert B. Shapiro Revocable Trust.
F3 The RSUs vested in full on February 22, 2023.