Sitarama Swamy Kocherlakota - Feb 28, 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
Chief Information Officer
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Feb 28, 2023
Transactions value $
-$339,494
Form type
4
Date filed
3/2/2023, 07:43 PM
Previous filing
Jan 4, 2023
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Award $0 +2.47K +22.75% $0.00 13.3K Feb 28, 2023 Direct F1
transaction SPGI Common Stock Tax liability -$339K -995 -7.47% $341.20 12.3K Feb 28, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 352 Feb 28, 2023 Common Stock 352 $0.00 Direct F3, F4
holding SPGI Restricted Stock Units 824 Feb 28, 2023 Common Stock 824 $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents acquisition of beneficial ownership due to the achievement of performance goals under performance share unit award.
F2 Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4 As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.