Sitarama Swamy Kocherlakota - Dec 31, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: Chief Information Officer
Signature: /s/ Alma Montanez, Attorney-in-Fact
Stock symbol: SPGI
Transactions as of: Dec 31, 2022
Transactions value $: $246,851
Form type: 4
Date filed: 1/4/2023, 05:04 PM
Previous filing: Mar 3, 2022
Next filing: Mar 2, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Options Exercise	$139K	+414	+4.09%	$334.94	10.5K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Tax liability	-$54.9K	-164	-1.56%	$334.94	10.4K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Options Exercise	$114K	+341	+3.29%	$334.94	10.7K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Tax liability	-$40.2K	-120	-1.12%	$334.94	10.6K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Options Exercise	$136K	+405	+3.83%	$334.94	11K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Tax liability	-$46.6K	-139	-1.26%	$334.94	10.9K	Dec 31, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-414	-100%	$0.00^*	0	Dec 31, 2022	Common Stock	414	$0.00	Direct	F1, F2
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-341	-49.21%	$0.00	352	Dec 31, 2022	Common Stock	341	$0.00	Direct	F1, F3
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-405	-32.95%	$0.00	824	Dec 31, 2022	Common Stock	405	$0.00	Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2	As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3	As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4	As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.