Jeffrey Thomas Perez - 02 Jan 2022 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
SVP, IP Affairs
Signature
/s/ Jeffrey T. Perez, by Donald P. Lehr, as attorney-in-fact
Issuer symbol
PGEN
Transactions as of
02 Jan 2022
Net transactions value
-$18,431
Form type
4
Filing time
04 Jan 2022, 16:09:38 UTC
Previous filing
18 May 2021
Next filing
06 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Options Exercise +9,765 +3.2% 312,283 02 Jan 2022 Direct F1
transaction PGEN Common Stock Sale $18,431 -5,022 -1.6% $3.67 307,261 03 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Options Exercise $0 -9,765 -100% $0.000000* 0 02 Jan 2022 Common Stock 9,765 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
F2 This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
F3 The RSUs were granted on January 2, 2018 and have vested in full.